Senior Compliance Assurance Officer (80-100%)

Genf
Unbefristet
Teilzeit

23 Tage her

A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices across 4 continents.With a history spanning over 225 years, Lombard Odier is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services and custody. We also offer asset management services and investment strategies through Lombard Odier Investment Managers and provide advanced banking technology to other financial institutions.“Rethink Everything” is our philosophy – it is at the heart of everything we do. We have grown stronger through more than 40 financial crises by rethinking the world around us to provide a fresh investment perspective for our clients.Senior Compliance Assurance Officer (80-100%)Group Compliance Assurance is a dedicated team within Lombard Odier's Compliance department. The team based in Switzerland is responsible for implementing the Group Compliance Assurance Plan for our Swiss and foreign entities. The scope of the team's activities is in line with the mandate of the Compliance Department, focuses primarily on risks related to financial crime / sanctions and materially contributes to our Compliance Consolidated Supervision framework. The team's activities embed a forward-looking approach, with a view to translate the results of risk-based assurance activities into measurable improvements in the Compliance control environment.YOUR ROLEBased in Geneva and reporting to the Head of Group Compliance Assurance, you will assess (i) the design and operating effectiveness of relevant controls; (ii) compliance with applicable laws and regulations and adherence to our Compliance standards and internal policies for the Group Lombard Odier as follows:

Develop the testing and review plans, including maintaining an inventory of test scripts.
Perform and/or supervise testing and/or review activities
Evaluate test and review results and communicate preliminary findings to stakeholders
Document findings and their disposition as issues and actions in consultation with issue owners.
Finalise and distribute reports to stakeholders.
Monitor the completion of issues and actions through to issue closure for management reporting.
Prepare and report progress status metrics as required
Coordinate compliance assurance activities with other second line of defence units and Group Internal Audit
Provide advice and guidance to the front office on actions to improve compliance in relation to the results of testing and reviews
Propose and contribute to projects to continuously improve the control environment for compliance-related risks and other relevant cross-functional initiatives
In accordance with Lombard Odier's professional standards, you will be expected to comply with all applicable legal, regulatory and internal compliance requirements, including but not limited to the Group Code of Conduct and Compliance Policies and Procedures. You will also be expected to maintain all professional certifications, as applicable, to be fully qualified to perform your role, including completing all mandatory training required to obtain and maintain such certifications.

YOUR PROFILERequired qualifications/education

Degree in law, economics, finance or a related field
Additional professional certification in compliance an advantage

Experience/knowledge required

Solid understanding of regulatory environments, particularly of the Swiss framework and the organization of consolidated supervision
At least 10 years of relevant experience in financial services in the public or private sector, with particular exposure to private banking
Experience in a compliance or audit role involving control activities, including monitoring, testing and/or thematic reviews

Technical and interpersonal skills

Analytical thinker with the ability to prioritise multiple tasks, work under pressure and meet tight deadlines
Ability to synthesise complex issues, deliver practical results and make informed decisions or recommendations, including escalation where appropriate, in relation to applicable regulations and associated risks.
Strong interpersonal, communication, presentation and influencing skills, in particular a proven ability to foster productive relationships with senior management and other control functions
Availability to travel to perform on-site visits in Lombard Odier's international offices in the Americas, Middle East, Europe and Asia from time to time

Language skills

English mandatory and French highly desirable

Residency

Resident in Switzerland or willing to relocate to Switzerland.

Our Maison’s DNA is defined by five core values. Excellence drives us to be the best at what we do, while Innovation fuels our progress. Respect underpins every interaction, and Integrity shapes our actions. Together, we are One Team, united in serving our clients with unwavering dedication.As a responsible and supportive employer, we promote a diverse and inclusive work environment for our employees and candidates. Diversity, Equity and Inclusion are woven into the fabric of our Maison’s DNA, and we strive to ensure that our employees can fulfill both their personal and professional aspirations by encouraging internal mobility and individual upskilling programs. We firmly believe that building Diverse Teams contributes to our successes and to deliver on this, we actively embed Diversity, Equity and Inclusion in our business strategy.It is an exciting time to join our Teams. All applications will be handled in the strictest confidence.

Lombard Odier

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